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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-04 |
Branch Locations
17757 Us Highway 19 N Suite 100, Clearwater, FL 33764 • United States
424 S Woods Mill Rd Ste 300, Chesterfield, MO 63017-3428 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 01/2000 | Present |
| Northwestern Mutual Investment Services, Llc | Kirkwood | MO | 04/2000 | 01/2025 |
| Northwestern Mutual Investment Services Llc | Tampa | FL | 02/2025 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2025 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. NIEKAMP GROUP LLC, LEGAL ENTITY, START DATE: 2/21/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3. 4AWM HOLDINGS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 11/5/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-17 |
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