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Current Employers
Dominion Capital Wealth Advisors

309 W Bute St, Norfolk, VA 23510 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2015-07-02
  • VA RA
    APPROVED
    Since 2015-07-02

Branch Locations

309 W Bute St, Norfolk, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dominion Capital Wealth Advisors Norfolk VA 11/2014 Present
Yr Securities, Inc. Norfolk VA 11/2014 Present
Previous Registrations
  • 2010-05-12 → 2015-07-06
    Dallas, TX
    Norfolk, VA
  • 2002-01-14 → 2010-05-12
    Micg Investment Management, Llc
    Virginia Beach, VA
    Norfolk, VA
Other Businesses

117 Tazewell SP MM LLC, 309 W Bute St, Norfolk VA 23507, 2hr/month, Member, 12/11/2017, Syndicate tax credits 161 Granby SP MM LLC, 309 W Bute St, Norfolk VA 23507, 2hr/month, Member, 8/31/2017, Syndicate tax credits 403 Salem Investor MM LLC, 309 W Bute St, Norfolk VA 23507, 6hr/month, Member, 10/4/2016, Syndicate tax credits Campbell Investor LLC, 309 W Bute St, Norfolk VA 23507, 2hr/month, Member, 10/1/2020, syndicate tax credits Sessions Hotel SP LLC, 309 W Bute St, Norfolk VA 23507, 2hr/month, Member, 1/1/2020, syndicate tax credits Westover 2021, 309 W Bute St, Norfolk VA 23507, 2hr/month, Member, 11/1/2020, syndicate tax credits Dominion Capital Partners LLC, 711 W 21st St, Norfolk VA 23517, 2hr/month, Member, 6/17/2015, Holding company for building lease and overhead expenses 309 WBS LLC, 309 W Bute St, Norfolk VA 23507, 10hr/month, Member, 8/1/2020, office building Hayden Investor MM LLC, 309 W Bute St, Norfolk VA 23507, 2hr/month, Member, 7/26/2017, Syndicate tax credits Surryside Investment, PO Box 266 Surry, VA, 2hr/month, Member, 1/1/2006, Apartment rentals and real estate holding Tazewell SP MM LLC, 309 W Bute St, Norfolk VA 23507, Member, 1hr/month, 12/11/2017, Syndicate tax credits Liberty Heights SP MM LLC, 309 W Bute St, Norfolk VA 23507, 8hr/month, September 2018, Member, Syndicate tax credits WWI LLC, 309 W Bute St, Norfolk VA 23517, 60hr/month, Member, 11/03/2014, Investment Advisory Firm YR Securities, 309 W Bute St, Norfolk VA 23517, 60hr/month, Member, 11/10/2014, FINRA member broker dealer Leeward Venture Investor SPMM LLC, 309 W Bute St, Norfolk VA 23507, 1hr/month, Member, 6/17/2019, syndicate tax credits Commonwealth Advisors Capital LLC, 309 W Bute St, Norfolk VA 23507, 1hr/month, Member, 7/1/2019, syndicate tax credits CAC 2021 LLC, 309 W Bute St, Norfolk VA 23507,1 hr/month, Member, 1/22/2021, syndicate tax credits

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-19
  • S66 Uniform Combined State Law Examination
    2001-12-19
Other Names
  • Bill Roach
  • William Terrial Roach
  • Bill Roach

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