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Ryan Richard Mabie

LPl Financial LLC

Grand Rapids, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-11-12
TX RA APPROVED 2020-11-12
  • MI RA
    APPROVED
    Since 2020-11-12
  • TX RA
    APPROVED
    Since 2020-11-12

Branch Locations

607 Cascade W Pkwy Se, Grand Rapids, MI 49546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Grand Rapids MI 06/2009 11/2020
Morgan Stanley Private Bank, N.A. New York NY 01/2015 11/2020
Lpl Financial Llc Ada MI 11/2020 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 11/2020
  • 06/2009 → 11/2020
    Morgan Stanley Smith Barney Llc
    Grand Rapids, MI
  • 01/2015 → 11/2020
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 11/2020 → Present
    Ada, MI
  • 01/2015 → 11/2020
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2009-06-01 → 2020-11-25
    Grand Rapids, MI
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Grand Rapids, MI
  • 2002-12-10 → 2007-04-02
    Morgan Stanley Dw Inc.
    Grand Rapids, MI
    Grand Rapids, MI
Other Businesses

1. 11/12/2020 - MOSAIC WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ ADA, MI 2. 12/17/2020 - Mosaic Wealth Group LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 1/4/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Commissions and Trails from Mosaic Wealth Management LLC. 3. 1/13/2021 - Mosaic Holdings Group LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 1/4/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Advisory fees from Mosaic Wealth Management LLC. 4. 3/2/2021 - Mosaic Referral Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 2/1/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 09/23/2021 - Creek Basin Farms LLC - Not Investment Related - 15022 Ritchie Ave NE Cedar Springs MI 49319 - Business Entity For Tax/Investment Purposes Only - Start Date: 09/22/2021 - 0 Hours Per Month/0 Hours During Securities Trading. 6. 1/11/2022 - Dick David LLC - Investment Related - Grand Rapids, MI 49546 - Real Estate Rental - Owner & Manager - Started 12/15/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 7. 09/12/2024 - Mosaic Ventures, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 09/05/2024 - 0 Hours Per Month/ During Trading 8. 12/04/2025 - Midwest Coast Tax Advisors LLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 11/21/2025 - 0 hours per month/ during trading 9. 03/30/2026 - 535CASCADEWESTPKWY SE LLC - Real Estate Rental - Investment Related - Grand Rapids, MI - Start Date 07/15/2025 - 0 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-20
  • S66 Uniform Combined State Law Examination
    2001-07-20
Other Names
  • Ryan Richard Mabie

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