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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2020-11-12 |
| TX | RA | APPROVED | 2020-11-12 |
Branch Locations
607 Cascade W Pkwy Se, Grand Rapids, MI 49546 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Grand Rapids | MI | 06/2009 | 11/2020 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 11/2020 |
| Lpl Financial Llc | Ada | MI | 11/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 11/2020 |
1. 11/12/2020 - MOSAIC WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ ADA, MI 2. 12/17/2020 - Mosaic Wealth Group LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 1/4/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Commissions and Trails from Mosaic Wealth Management LLC. 3. 1/13/2021 - Mosaic Holdings Group LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 1/4/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Advisory fees from Mosaic Wealth Management LLC. 4. 3/2/2021 - Mosaic Referral Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 2/1/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 09/23/2021 - Creek Basin Farms LLC - Not Investment Related - 15022 Ritchie Ave NE Cedar Springs MI 49319 - Business Entity For Tax/Investment Purposes Only - Start Date: 09/22/2021 - 0 Hours Per Month/0 Hours During Securities Trading. 6. 1/11/2022 - Dick David LLC - Investment Related - Grand Rapids, MI 49546 - Real Estate Rental - Owner & Manager - Started 12/15/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 7. 09/12/2024 - Mosaic Ventures, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 09/05/2024 - 0 Hours Per Month/ During Trading 8. 12/04/2025 - Midwest Coast Tax Advisors LLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 11/21/2025 - 0 hours per month/ during trading 9. 03/30/2026 - 535CASCADEWESTPKWY SE LLC - Real Estate Rental - Investment Related - Grand Rapids, MI - Start Date 07/15/2025 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-20 |
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