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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-01 |
| TX | RA | APPROVED_RES | 2025-07-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Chandler | AZ | 03/2014 | Present |
| Finanancial Advocates Investment Management | Mesa | AZ | 03/2014 | 07/2025 |
| Pnw Wealth Management | Tacoma | WA | 03/2017 | 02/2018 |
(1) 07/08/2014: FINANCIAL ADVOCATES INVESTMENT MANAGEMENT LLC - INV REL - 10023 128TH ST E, PUYALLUP, WA 98373 - REGISTERED INVESTMENT ADVISOR: FINANCIAL ADVOCATES INVESTMENT MANAGEMENT LLC - IAR - 50% OF TIME SPENT (2) 3/15/2017 - PNW Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - Started 03/13/2017 - 160 Hours Per Month/8 Hours During Securities Trading. (3) 07/28/2023 - International Integrity First, LLC - Not Investment Related - At Reported Business Location(s) - Mortgage/Real Estate Services - Start Date 07/14/2023 - 5 Hours Per Month/ 0 Hours During Trading (4) 03/27/2025 - BPA Arizona - Not Investment Related - Mesa, AZ - Business Owner - Start Date:02/05/2025 - 20 Hrs/Mth - 0 Hrs During Trading. (5) 01/16/2026 - Ghost Lab Arizona - Business Owner - Not Investment Related - Mesa, AZ - Start Date 11/17/2025 - 25 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-12 |
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