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Brian Shane Jacobus

LPl Financial LLC

Chandler, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-08-01
TX RA APPROVED_RES 2025-07-25
  • AZ RA
    APPROVED
    Since 2025-08-01
  • TX RA
    APPROVED_RES
    Since 2025-07-25

Branch Locations

Chandler, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Chandler AZ 03/2014 Present
Finanancial Advocates Investment Management Mesa AZ 03/2014 07/2025
Pnw Wealth Management Tacoma WA 03/2017 02/2018
  • 03/2014 → Present
    Chandler, AZ
  • 03/2014 → 07/2025
    Finanancial Advocates Investment Management
    Mesa, AZ
  • 03/2017 → 02/2018
    Pnw Wealth Management
    Tacoma, WA
Previous Registrations
  • 2014-04-25 → 2025-09-09
    Financial Advocates Investment Management
    Olympia, WA
    Tacoma, WA
    Mesa, AZ
  • 2009-10-14 → 2014-04-23
    Orting, WA
    Tacoma, WA
    Graham, WA
  • 2007-11-19 → 2009-10-15
    Tacoma, WA
  • 2001-08-28 → 2002-11-13
    A. G. Edwards & Sons, Inc.
    Tacoma, WA
Other Businesses

(1) 07/08/2014: FINANCIAL ADVOCATES INVESTMENT MANAGEMENT LLC - INV REL - 10023 128TH ST E, PUYALLUP, WA 98373 - REGISTERED INVESTMENT ADVISOR: FINANCIAL ADVOCATES INVESTMENT MANAGEMENT LLC - IAR - 50% OF TIME SPENT (2) 3/15/2017 - PNW Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - Started 03/13/2017 - 160 Hours Per Month/8 Hours During Securities Trading. (3) 07/28/2023 - International Integrity First, LLC - Not Investment Related - At Reported Business Location(s) - Mortgage/Real Estate Services - Start Date 07/14/2023 - 5 Hours Per Month/ 0 Hours During Trading (4) 03/27/2025 - BPA Arizona - Not Investment Related - Mesa, AZ - Business Owner - Start Date:02/05/2025 - 20 Hrs/Mth - 0 Hrs During Trading. (5) 01/16/2026 - Ghost Lab Arizona - Business Owner - Not Investment Related - Mesa, AZ - Start Date 11/17/2025 - 25 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-12
  • S66 Uniform Combined State Law Examination
    2001-07-12

View on SEC IAPD

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