Sean A. Henry

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-10-02

PA RA
APPROVED

Since 2025-10-02

Branch Locations

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Enterprise Llc	Warrington	PA	08/2025	Present
Unemployed	Macungie	PA	01/2025	08/2025
Obiant Incorporated	New York	NY	09/2014	12/2024

08/2025 → Present

Lpl Enterprise Llc

Warrington, PA
01/2025 → 08/2025

Unemployed

Macungie, PA
09/2014 → 12/2024

Obiant Incorporated

New York, NY

Other Businesses

1. 08/27/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Macungie, PA - Start Date 06/23/2025 - 160hrs/MTH 160hrs/MTH During Trading 2. 08/27/2025 - SEAN ALBERT HENRY - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Macungie, PA - Start Date 06/23/2025 - 160hrs/MTH 160hrs/MTH During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-10-02
S65	Uniform Investment Adviser Law Examination	2017-04-24

S66 Uniform Combined State Law Examination

2025-10-02
S65 Uniform Investment Adviser Law Examination

2017-04-24