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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-05-13
LA RA APPROVED 2016-05-12
OK RA APPROVED 2016-05-12
TX RA APPROVED 2016-05-12
  • FL RA
    APPROVED
    Since 2016-05-13
  • LA RA
    APPROVED
    Since 2016-05-12
  • OK RA
    APPROVED
    Since 2016-05-12
  • TX RA
    APPROVED
    Since 2016-05-12

Branch Locations

1000 W Wilshire Blvd Suite 318, Nichols Hills, OK 73116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Independent Advisory Services, Inc. Tulsa OK 04/2010 Present
(Dba) Forthbridge Financial Group, Llc Edmond OK 01/2011 Present
Royal Alliance Associates, Inc. Nichols Hills OK 11/2015 Present
  • 04/2010 → Present
    First Independent Advisory Services, Inc.
    Tulsa, OK
  • 01/2011 → Present
    (Dba) Forthbridge Financial Group, Llc
    Edmond, OK
  • 11/2015 → Present
    Royal Alliance Associates, Inc.
    Nichols Hills, OK
Previous Registrations
  • 2010-04-21 → 2016-12-09
    First Independent Advisory Services, Inc.
    Nichols Hills, OK
    Tulsa, OK
  • 2010-01-05 → 2013-07-08
    Edmond, OK
  • 2006-03-20 → 2009-12-31
    Edmond, OK
  • 2005-04-07 → 2006-12-31
    Cetera Wealth Services, Llc
    Edmond, OK
    Edmond, OK
  • 2003-08-04 → 2003-08-15
    Investment Professionals, Inc.
    Spencer, OK
  • 2001-11-16 → 2003-07-15
    Oklahoma City, OK
Other Businesses

1) FORTHBRIDGE FINANCIAL GROUP LLC POSITION: OWNER/PRESIDENT NATURE: LLC INVESTMENT RELATED: NO NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2011 ADDRESS: 1000 W. WILSHIRE BLVD, NICHOLS HILLS OK 73116 DESCRIPTION: SETUP FOR PURPOSE OF RUNNING COMMISSION & FEES THRU 2) OKLAHOMA COUNCIL ON ECONOMIC EDUCATION POSITION: BOARD MEMBER NATURE: NON PROFIT CORPORATION INVESTMENT RELATED: NO NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2011 ADDRESS: 100 N. UNIVERSITY DR., EDMOND OK 73034 DESCRIPTION: 4 BOARD MEETINGS A YEAR, 3 COMMITTEE MEETINGS, ATTEND OCEE SPONSORED EVENTS THRU OUT THE YEAR. 3) RED RACER HOLDINGS POSITION: partner NATURE: The business will be set up as an LLC used to invest with my Mother, Father, Wife in Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 03/01/2019 ADDRESS: 1720 Dorchester Place, Nichols Hills OK 73120, United States DESCRIPTION: Work to identify Real Estate investment opportunities 4) RYAN BUTTS POSITION: owner NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/18/2019 ADDRESS: 1000 W. Wilshire Blvd, Suite 318, Nichols Hills OK 73116, United States DESCRIPTION: Sale of insurance products 5) GAMMA KAPPA OF KAPPA SIGMA FOUNDATION POSITION: President NATURE: Non-Profit Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 08/24/2023 ADDRESS: 1100 College Ave, Norman OK 73072, United States DESCRIPTION: I Work with the other foundation officers to support the mission of providing an excellent living & learning for our active members. We help fund the maintenance of the educational portions of the chapter house, award scholarships, and help fund the expenses for career & leadership development programs. 6) THE CITY OF NICHOLS HILLS PARKS COMMSION POSITION: Board Member NATURE: Advisory board for the City of Nichols Hills INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 6407 Avondale Drive, Nichols Hills OK 73116, United States DESCRIPTION: Parks commission board members work the the city council to advise on management in the city parks

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-01
  • S66 Uniform Combined State Law Examination
    2001-10-01
Designations

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