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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2021-09-17
TX RA APPROVED 2021-09-17
  • OR RA
    APPROVED
    Since 2021-09-17
  • TX RA
    APPROVED
    Since 2021-09-17

Branch Locations

4949 Sw Meadows Road Suite 250, Lake Oswego, OR 97035 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Portland OR 06/2001 09/2021
Bank Of America, Na Portland OR 11/2009 09/2021
Rbc Capital Markets, Llc Lake Oswego OR 09/2021 Present
City National Bank Lake Oswego OR 11/2021 Present
  • 06/2001 → 09/2021
    Merrill Lynch
    Portland, OR
  • 11/2009 → 09/2021
    Bank Of America, Na
    Portland, OR
  • 09/2021 → Present
    Lake Oswego, OR
  • 11/2021 → Present
    City National Bank
    Lake Oswego, OR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-27
  • S66 Uniform Combined State Law Examination
    2001-09-27

View on SEC IAPD

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