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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-04-24
  • CT RA
    APPROVED
    Since 2025-04-24

Branch Locations

Farmington, CT • United States

12555 Manchester Road, St. Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. West Hartford CT 07/2007 03/2025
Charles Schwab Bank West Hartford CT 10/2007 03/2025
Td Ameritrade, Inc. West Hartford CT 07/2021 06/2024
Edward Jones St. Louis MO 03/2025 Present
  • 07/2007 → 03/2025
    West Hartford, CT
  • 10/2007 → 03/2025
    Charles Schwab Bank
    West Hartford, CT
  • 07/2021 → 06/2024
    Td Ameritrade, Inc.
    West Hartford, CT
  • 03/2025 → Present
    St. Louis, MO
Previous Registrations
  • 2007-07-26 → 2025-03-25
    Pittsford, NY
    Providence, RI
    Bridgewater, NJ
    West Hartford, CT
    Troy, MI
    Scottsdale, AZ
  • 2021-07-27 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    West Hartford, CT
    Scottsdale, AZ
  • 2006-11-15 → 2007-01-17
    Pegaesus Advisors
    Waltham, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-24
S63 Uniform Securities Agent State Law Examination 2001-07-25
  • S65 Uniform Investment Adviser Law Examination
    2006-08-24
  • S63 Uniform Securities Agent State Law Examination
    2001-07-25

View on SEC IAPD

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