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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-04-17
  • MN RA
    APPROVED
    Since 2026-04-17

Branch Locations

One Town Center Road Suite 660, Boca Raton, FL 33486 • United States

7650 Edinborough Way Suite 60 [Satellite], Edina, MN 55435 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Minneapolis MN 07/2015 08/2019
Thrivent Investment Management Inc Vadnais Heights MN 09/2019 02/2020
Thrivent Financial Appleton WI 09/2019 11/2019
Thrivent Financial Appleton WI 11/2019 02/2020
Transamerica Investors Securities Corporation St. Paul MN 02/2020 12/2020
Transamerica Life Insurance Company St. Paul MN 02/2020 12/2020
The Oak Ridge Financial Services Group, Inc. Golden Valley MN 01/2024 03/2026
Guardian Wealth Strategies Wayzata MN 12/2020 08/2023
Unemployed Minneapolis MN 08/2023 01/2024
Wells Fargo Advisors Financial Network, Llc Edina MN 03/2026 Present
  • 07/2015 → 08/2019
    Cetera Advisor Networks
    Minneapolis, MN
  • 09/2019 → 02/2020
    Vadnais Heights, MN
  • 09/2019 → 11/2019
    Thrivent Financial
    Appleton, WI
  • 11/2019 → 02/2020
    Thrivent Financial
    Appleton, WI
  • 02/2020 → 12/2020
    Transamerica Investors Securities Corporation
    St. Paul, MN
  • 02/2020 → 12/2020
    Transamerica Life Insurance Company
    St. Paul, MN
  • 01/2024 → 03/2026
    Golden Valley, MN
  • 12/2020 → 08/2023
    Guardian Wealth Strategies
    Wayzata, MN
  • 08/2023 → 01/2024
    Unemployed
    Minneapolis, MN
  • 03/2026 → Present
    Edina, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-28
S63 Uniform Securities Agent State Law Examination 2003-06-25
  • S66 Uniform Combined State Law Examination
    2013-01-28
  • S63 Uniform Securities Agent State Law Examination
    2003-06-25
Designations
Other Names
  • Lora Jean Fish
  • Lora Jean Bettendorf
  • Lora Jean Nickel

View on SEC IAPD

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