Barbara Kershner Loos

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01

CA RA
APPROVED

Since 2025-01-01

Branch Locations

3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company Of America	Irvine	CA	08/2014	Present
Pruco Securities, Llc.	Irvine	CA	08/2014	11/2024
Lpl Enterprise, Llc	Irvine	CA	11/2024	Present

08/2014 → Present

Prudential Insurance Company Of America

Irvine, CA
08/2014 → 11/2024

Pruco Securities, Llc.

Irvine, CA
11/2024 → Present

Lpl Enterprise, Llc

Irvine, CA

Previous Registrations

2014-09-17 → 2024-11-14

Pruco Securities, Llc.

Irvine, CA
2011-08-12 → 2014-09-04

Pfs Investments Inc.

Burbank, CA

Tustin, CA

Burbank, CA

Other Businesses

1) 11/26/2025-Prudential Sponsored Non-Variable Insurance-Agent-Non-Variable Insurance/Insurance Agency-Inv related-At Irvine, CA-160hrs/mth-160hrs/mth during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-04-21
S63	Uniform Securities Agent State Law Examination	2001-08-07

S65 Uniform Investment Adviser Law Examination

2011-04-21
S63 Uniform Securities Agent State Law Examination

2001-08-07

Other Names

Barbara Kershnep Loos

View on SEC IAPD