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Kristina L Franke

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Chesterfield, MO

Saint Paul, MO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-02-10
TX RA APPROVED_RES 2017-02-06
MO RA APPROVED 2017-02-03
  • IL RA
    APPROVED
    Since 2017-02-10
  • TX RA
    APPROVED_RES
    Since 2017-02-06
  • MO RA
    APPROVED
    Since 2017-02-03

Branch Locations

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

400 Chesterfield Ctr, Chesterfield, MO 63017 • United States

Saint Paul, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney St. Louis MO 04/2011 01/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clayton MO 01/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-30
S63 Uniform Securities Agent State Law Examination 2001-10-26
  • S66 Uniform Combined State Law Examination
    2010-09-30
  • S63 Uniform Securities Agent State Law Examination
    2001-10-26
Other Names
  • Kristina Lee Redell
  • Kristine L Redell
  • Kristina L Redell
  • Kristina L Redell-Franke
  • Kristina L. Franke

View on SEC IAPD

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