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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-06-09
  • PA RA
    APPROVED
    Since 2025-06-09

Branch Locations

Collegeville, PA • United States

3477 Corporate Pkwy Ste 140, Center Valley, PA 18104-8235 • United States

Collegeville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riversource Distributors Inc Minneapolis MN 04/2012 04/2025
Ameriprise Financial Services, Llc Center Valley PA 04/2025 Present
Other Businesses

Real Estate Ownership; Single Family; 151 Channel Buoy Rd, , Ocean City, MD, 21842; Investment-Related; 07/14/2023. Outside Employment; Christopher D. Myers LLC; Co-owner; Manage Ameriprise practice; 3477 Corporate Pkwy, , Center Valley, PA, 18034; Investment-Related; 04/01/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-05
S63 Uniform Securities Agent State Law Examination 2002-07-03
  • S65 Uniform Investment Adviser Law Examination
    2025-06-05
  • S63 Uniform Securities Agent State Law Examination
    2002-07-03
Other Names
  • John Clayton
  • John Carl Clayton

View on SEC IAPD

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