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Current Employers
Intercarolina Financial Services, Inc.

3300 Battleground Avenue Suite 202, Greensboro, NC 27410 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-11-01
  • NC RA
    APPROVED
    Since 2016-11-01

Branch Locations

Cary, NC • United States

3300 Battleground Avenue Suite 202, Greensboro, NC 27410-2447 • UNITED STATES

3300 Battleground Avenue Suite 202, Greensboro, NC 27410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Strategic Financial Alliance, Inc Atlanta GA 10/2003 10/2016
Intercarolina Financial Services, Inc. Greensboro NC 10/2016 Present
Previous Registrations
Other Businesses

ASCENDANT FINANCIAL, INVESTMENT RELATED,4109 ENFIELD RIDGE DRIVE,CARY, NC 27519, FINANCIAL SERVICES MARKETING,FINANCIAL ADVISOR,OCT.31,2016,140 HOURS PER MONTH, 94 HOURS DURING SECURITIES TRADING HOURS. DEMPSEY COMPANIES,NOT INVESTMENT RELATED,2951 PIEDMONT ROAD NE, ATLANTA, GEORGIA 30305,INSURANCE AGENT,OCT.2016,10 HOURS PER MONTH, 5 HOURS DURING SECURITIES TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-22
  • S66 Uniform Combined State Law Examination
    2005-02-22
Other Names
  • Craig Revels
  • Vincent C Revels

View on SEC IAPD

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