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3300 Battleground Avenue Suite 202, Greensboro, NC 27410 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-11-01 |
Branch Locations
3300 Battleground Avenue Suite 202, Greensboro, NC 27410-2447 • UNITED STATES
3300 Battleground Avenue Suite 202, Greensboro, NC 27410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Strategic Financial Alliance, Inc | Atlanta | GA | 10/2003 | 10/2016 |
| Intercarolina Financial Services, Inc. | Greensboro | NC | 10/2016 | Present |
ASCENDANT FINANCIAL, INVESTMENT RELATED,4109 ENFIELD RIDGE DRIVE,CARY, NC 27519, FINANCIAL SERVICES MARKETING,FINANCIAL ADVISOR,OCT.31,2016,140 HOURS PER MONTH, 94 HOURS DURING SECURITIES TRADING HOURS. DEMPSEY COMPANIES,NOT INVESTMENT RELATED,2951 PIEDMONT ROAD NE, ATLANTA, GEORGIA 30305,INSURANCE AGENT,OCT.2016,10 HOURS PER MONTH, 5 HOURS DURING SECURITIES TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-22 |
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