Brent Allen Harpster

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2019-12-16

KY RA
APPROVED

Since 2019-12-16

Branch Locations

239 N Highway 27, Somerset, KY 42503 • United States

1005 Jamestown Street, Columbia, KY 42728 • United States

752 North Main St, Jamestown, KY 42629 • United States

402 Campbellsville Bypass, Campbellsville, KY 42718 • United States

3809 S Highway 27, Somerset, KY 42501 • United States

2134 Lake Cumberland Rd, Mt Vernon, KY 40456 • United States

205 S Main St, Greensburg, KY 42743 • United States

1218 East Broadway, Campbellsville, KY 42718 • United States

521 W Main St, Lebanon, KY 40033 • United States

120 Main St, Mt Vernon, KY 40456 • United States

2106 Charles G. Seivers Blvd., Clinton, TN 37716 • United States

11792 Us Hwy 25 East, Pineville, KY 40977 • United States

2603 Jacksboro Pike, Jacksboro, TN 37757 • United States

1918 Cumberland Ave, Middlesboro, KY 40965 • United States

678 Us Highway 25 W, Corbin, KY 40701 • United States

1706 Highway 192 W, London, KY 40741 • United States

1206 East Cumberland Ave, Middlesboro, KY 40965 • United States

106 S. Tennessee Avenue, Lafollette, TN 37766 • United States

895 S Hwy 25W, Williamsburg, KY 40769 • United States

38 Shiloh Dr, London, KY 40741 • United States

201 North Third St, Williamsburg, KY 40769 • United States

2501 Ring Road, Elizabethtown, KY 42701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab	Louisville	KY	12/2015	07/2018
Charles Schwab Bank	Louisville	KY	12/2015	07/2018
Lawrence J. Botzman Cfp® (Sole Prop)	Somerset	KY	07/2018	08/2019
Lpl Financial Llc	Somerset	KY	12/2019	Present
Community Trust Bank	Somerset	KY	11/2019	Present

12/2015 → 07/2018

Charles Schwab

Louisville, KY
12/2015 → 07/2018

Charles Schwab Bank

Louisville, KY
07/2018 → 08/2019

Lawrence J. Botzman Cfp® (Sole Prop)

Somerset, KY
12/2019 → Present

Lpl Financial Llc

Somerset, KY
11/2019 → Present

Community Trust Bank

Somerset, KY

Previous Registrations

2018-08-02 → 2019-08-20

Goldenrod Financial Llc

Somerset, KY
2015-12-14 → 2018-08-02

Charles Schwab & Co., Inc.

Louisville, KY
2015-03-09 → 2015-12-01

Bb&T Investment Services, Inc.

Charlotte, NC

Louisville, KY

Springfield, KY

London, KY

Somerset, KY

Corbin, KY

Russell Springs, KY
2012-03-14 → 2015-03-02

Nationwide Investment Advisors, Llc

Columbus, OH
2011-02-10 → 2012-02-10

Msi Financial Services, Inc.

Broadview Hts, OH

Cincinnati, OH

Broadview Hts, OH

Other Businesses

1)12/10/19- Community Trust Financial Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100%. 2) 12/27/2019 - Lake Cumberland Cabin, LLC - Investment Related - 595 Old Waitsboro Road - Real Estate Rental - Started 07/14/2019 - 8 Hours Per Month/1 Hour During Securities Trading - Same address as primary residence as a second building (cabin), rent using Airbnb, Booking.com, VRBO and homeaway.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-06-04
S63	Uniform Securities Agent State Law Examination	2003-07-11

S66 Uniform Combined State Law Examination

2012-06-04
S63 Uniform Securities Agent State Law Examination

2003-07-11

Designations

View on SEC IAPD