Miyo Yamamoto Leong

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2024-05-01
NV	RA	APPROVED	2024-05-01

HI RA
APPROVED

Since 2024-05-01
NV RA
APPROVED

Since 2024-05-01

Branch Locations

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pacific Rim Wealth Management, Inc	Honolulu	HI	06/2015	08/2017
Signator Investors, Inc.	Honolulu	HI	05/2016	07/2018
Crown Capital Securities, Lp	Orange	CA	08/2018	05/2024
Lpl Financial Llc	Las Vegas	NV	05/2024	Present

06/2015 → 08/2017

Pacific Rim Wealth Management, Inc

Honolulu, HI
05/2016 → 07/2018

Signator Investors, Inc.

Honolulu, HI
08/2018 → 05/2024

Crown Capital Securities, Lp

Orange, CA
05/2024 → Present

Lpl Financial Llc

Las Vegas, NV

Previous Registrations

2018-08-01 → 2024-05-01

Crown Capital Securities, L.P.

Aiea, HI

Las Vegas, NV

Las Vegas, NV
2016-05-13 → 2018-08-10

Signator Investors, Inc.

Honolulu, HI

Honolulu, HI

Honolulu, HI

Honolulu, HI

Honolulu, HI
2010-01-14 → 2016-05-13

Transamerica Financial Advisors, Llc

Honolulu, HI

Honolulu, HI

Other Businesses

(1) 05/01/2024 - Fixed Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 1/1/2024 - 2 Hours Per Month/ 1 Hour During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-12-22
S63	Uniform Securities Agent State Law Examination	2001-08-10

S65 Uniform Investment Adviser Law Examination

2009-12-22
S63 Uniform Securities Agent State Law Examination

2001-08-10

Other Names

Miyo Yamamoto Leong

View on SEC IAPD