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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2015-11-16
  • MA RA
    APPROVED
    Since 2015-11-16

Branch Locations

Danvers, MA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Capital Investment Group, Inc. Raleigh NC 09/2015 Present
Capital Investment Advisory Services, Llc Raleigh NC 09/2015 Present
Previous Registrations
  • 2012-09-12 → 2015-08-25
    Foresters Advisory Services, Llc
    Woburn, MA
Other Businesses

1. BRIARWOOD PRIVATE WEALTH. OWNER/PRESIDENT. 8 BRIARWOOD DRIVE, DANVERS, MA 01923. FULL SERVICE FINANCIAL PLANNING. STARTED 9/2015. INVESTMENT RELATED. 40-50 HRS/WK - ALL DURING NORMAL TRADING HRS. 2. OWNER, 4 HORTON STREET, SALEM, MA 01970. RESIDENTIAL RENTAL PROPERTY. NOT INVESTMENT RELATED. STARTED 02/2007. 0 HRS PER MONTH. 3. LAFAYETTE LIFE INSURANCE. AGENT. 8 BRIARWOOD DRIVE, DANVERS, MA 01923. SELL LIFE INSURANCE PRODUCTS. NOT INVESTMENT RELATED. STARTED 6/2016. 10 HRS/MONTH, 10 HRS DURING NORMAL TRADING HRS. 4. THE STANDARD LIFE INSURANCE CO. AGENT. 1100 SW SIXTH AVE, PORTLAND, OR. ABILITY TO WRITE MEDICAID COMPLIANT RESTRICTED ANNUITIES. 5 HRS/WK, 0 HRS DURING NORMAL TRADING HRS. INVESTEMENT RELATED. STARTED 10/2021. 5. DANVERS NATIONAL LITTLE LEAGUE. VICE PRESIDENT. PO BOX 262, DANVERS, MA 01923. STARTED 12/2025. DUTIES INCLUDE CONDUCT AFFAIRS OF THE LOCAL LEAGUE AND EXECUTE POLICIES ESTABLISHED BY THE BOARD OF DIRECTORS. 1 HR/WK, 0 HRS DURING NORMAL TRADING HRS. ACTIVITY IS NOT INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-07
S63 Uniform Securities Agent State Law Examination 2002-06-20
  • S66 Uniform Combined State Law Examination
    2012-09-07
  • S63 Uniform Securities Agent State Law Examination
    2002-06-20
Other Names
  • Michelle Dugan
  • Michelle M Dugan
  • Michelle M Onorio

View on SEC IAPD

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