Sean Scott Livingston

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-10-11
CA	RA	APPROVED	2021-07-12

TX RA
APPROVED

Since 2021-10-11
CA RA
APPROVED

Since 2021-07-12

Branch Locations

San Francisco, CA • United States

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Inc	San Francisco	CA	09/2009	Present
Jpmorgan Chase Bank	San Francisco	CA	09/2009	Present

09/2009 → Present

J.P. Morgan Securities Inc

San Francisco, CA
09/2009 → Present

Jpmorgan Chase Bank

San Francisco, CA

Other Businesses

1) Real estate rental property/ investment related?: yes/ 4056 18th Street, San Francisco, CA 94114/ investment related?; / San Francisco, CA 94114/ Real Estate/ Nothing. We hired a property management company that will collect rent and manage the property/ start date: 9/1/2021 2) S.A.S Survivor's Trust E/U/A November 27, 2000, This trust is my aunt's Survivor's trust. She is incapacitated ([REDACTED]) and I am one of the successor trustees, I am also the durable power of attorney for my aunt, Start date-4/20/2023, California United States-94110.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-07-12
S63	Uniform Securities Agent State Law Examination	2010-01-19

S65 Uniform Investment Adviser Law Examination

2021-07-12
S63 Uniform Securities Agent State Law Examination

2010-01-19