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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
200 Valley Road Suite 300, Mount Arlington, NJ 07856 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nisivoccia & Company, Llp | Mount Arlington | NJ | 12/1984 | Present |
| 1St Global Capital Corp | Mount Arlington | NJ | 07/2001 | 10/2019 |
| 1St Global Advisors, Inc | Mount Arlington | NJ | 12/2002 | 10/2019 |
| Avantax Insurance Services, Inc. | Mount Arlington | NJ | 05/2005 | 09/2025 |
| Avantax Investment Services, Inc. | Mount Arlington | NJ | 10/2019 | 09/2025 |
| Avantax Advisory Services | Mount Arlington | NJ | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Mount Arlington | NJ | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1)TRUSTEE ON ACCOUNT HELD OUTSIDE 1ST GLOBAL 2) ROBERT AND JANE MALAVARCA FAMILY TRUST; MOUNT ARLINGTON, NJ; INVESTMENT RELATED: No ; LIFE INSURANCE TRUST; TRUSTEE; LIFE INSURANCE TRUST FOR HUSBAND AND WIFE; ACTIVITY FOR THE YEAR IS 1 DEPOSIT MADE TO CHECKING ACCOUNT TO FUND THE ANNUAL LIFE INSURANCE; 08/01/03; 1 HR/PER Y; 0 HRS/MO; WRITE 1 CHECK PER YEAR TO PAY THE PREMIUM.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-18 |
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