Thomas Roy Dartnell

Current Employers

Employment History

• 08/1985 → Present
  Nisivoccia Llp
  Mount Arlington, NJ
• 05/2001 → 10/2019
  1St Global Capital Corp
  Mount Arlington, NJ
• 04/2002 → 10/2019
  1St Global Advisors, Inc.
  Mount Arlington, NJ
• 02/2005 → 09/2025
  Avantax Insurance Services, Inc.
  Mount Arlington, NJ
• 10/2019 → 09/2025
  Avantax Advisory Services
  Mount Arlington, NJ
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Mount Arlington, NJ
• 12/2023 → Present
  Wealthspring Financial Partners Llc
  Mount Arlington, NJ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Mount Arlington, NJ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Mount Arlington, NJ
• 2002-04-01 → 2019-10-25
  1St Global Advisors Inc
  Mount Arlington, NJ

Other Businesses

1) NISIVOCCIA LLP (FORMERLY INNOVATIVE WEALTHCARE ADVISORS, LLC) POSITION: PARTNER NATURE: Certified Public Accounting practice providing traditional CPA services. INVESTMENT RELATED: No NUMBER OF HOURS: 190 SECURITIES TRADING HOURS: 130 START DATE: 01/01/1999 ADDRESS: 200 Valley Road, Suite 300, Mt. Arlington NJ 07856, United States DESCRIPTION: Provide traditional CPA services to my client base. 2) NISIVOCCIA WEALTH ADVISORS, LLC POSITION: REFERRING PARTNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 02/23/2015 ADDRESS: Mt Arlington NJ 07856, United States DESCRIPTION: REFERRING PARTNER AND MANAGING MEMBER 3) WEALTHSPRING FINANCIAL PARTNERS LLC POSITION: Owner NATURE: This is the proposed acquisition vehicle of various financial services and tax practices. The vehicle was created so that we could operate these acquired businesses and not confuse them with Nisivoccia LLP brand. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 12/26/2023 ADDRESS: 200 Valley Road, Suite 300, Mount Arlington NJ 07856, United States DESCRIPTION: My duties will be primarily as an investor in this entity. I will participate in meetings called by management that may be consequential to the formation documents of the entity or any significant changes to those documents.

Exams

• S66 Uniform Combined State Law Examination
  2001-08-02

Designations

Other Names

• Tom Dartnell