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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2003-02-03 |
| IL | RA | APPROVED | 2001-10-15 |
Branch Locations
1 North Wacker Drive 32Nd & 33Rd, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Chicago | IL | 06/2001 | Present |
1) Name of Business: 288 Granby Road LLC./ Address: 288 Granby Road Lake ForestIL United States 60045./ Investment Related: Yes./ Nature: This is simply where my Father in Law will live full time and we are placing in in an LLC./ Role: Proprietor / owner./ Duty: I own the real estate and pay the mortgage./ Start Date: 1/29/2024./ Time Required: No. 2)Phi Delta Theta Mitchell Fund,OhioUnited States,Phi Delta Theta Mitchell Fund - Endowment FundEducationI'm on the Mitchell Fund Board. We help approve the budget and investments for the endowment. CIBC is the bank that actually manages the investments.Advisor or advisory group member if advice given may influence an officer/boardI'm on the Mitchell Fund Board. We help approve the budget and investments for the endowment. CIBC is the bank that actually manages the investments.Start date 7/7/2020 3) Dean's Advisory Board and Finance Advisory Board, LawrenceKSUnited States-66045, Educational Establishment, A new advisory group for the personal finance (CFP) program in the KU School of Business. It's goal is to promote financial planning in the business school, Advisor or advisory group member if advice given may influence an officer/board, To help discuss financial planning and how better to promote in the business school, start date-10/24/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-23 |
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