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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2003-02-03
IL RA APPROVED 2001-10-15
  • TX RA
    APPROVED
    Since 2003-02-03
  • IL RA
    APPROVED
    Since 2001-10-15

Branch Locations

1 North Wacker Drive 32Nd & 33Rd, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Chicago IL 06/2001 Present
Other Businesses

1) Name of Business: 288 Granby Road LLC./ Address: 288 Granby Road Lake ForestIL United States 60045./ Investment Related: Yes./ Nature: This is simply where my Father in Law will live full time and we are placing in in an LLC./ Role: Proprietor / owner./ Duty: I own the real estate and pay the mortgage./ Start Date: 1/29/2024./ Time Required: No. 2)Phi Delta Theta Mitchell Fund,OhioUnited States,Phi Delta Theta Mitchell Fund - Endowment FundEducationI'm on the Mitchell Fund Board. We help approve the budget and investments for the endowment. CIBC is the bank that actually manages the investments.Advisor or advisory group member if advice given may influence an officer/boardI'm on the Mitchell Fund Board. We help approve the budget and investments for the endowment. CIBC is the bank that actually manages the investments.Start date 7/7/2020 3) Dean's Advisory Board and Finance Advisory Board, LawrenceKSUnited States-66045, Educational Establishment, A new advisory group for the personal finance (CFP) program in the KU School of Business. It's goal is to promote financial planning in the business school, Advisor or advisory group member if advice given may influence an officer/board, To help discuss financial planning and how better to promote in the business school, start date-10/24/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-23
  • S66 Uniform Combined State Law Examination
    2001-08-23
Other Names
  • Jeremiah Thomas Shull
  • Jeremy Shull
  • Jeremy T Schull

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