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William Mark Farrell

Northwest Asset Management

Longwood, FL

Mercer Island, WA

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Current Employers
Northwest Asset Management

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-22
FL RA APPROVED 2023-08-21
NC RA APPROVED 2023-01-25
KY RA APPROVED 2021-08-27
  • TX RA
    APPROVED
    Since 2024-08-22
  • FL RA
    APPROVED
    Since 2023-08-21
  • NC RA
    APPROVED
    Since 2023-01-25
  • KY RA
    APPROVED
    Since 2021-08-27

Branch Locations

Longwood, FL • United States

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ronald Blue & Co. Indianapolis IN 08/2015 08/2021
Nwam, Llc Dba Northwest Asset Management Louisville KY 08/2021 Present
  • 08/2015 → 08/2021
    Ronald Blue & Co.
    Indianapolis, IN
  • 08/2021 → Present
    Nwam, Llc Dba Northwest Asset Management
    Louisville, KY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-01
  • S66 Uniform Combined State Law Examination
    2002-06-01
Designations
Other Names
  • William M. Farrell
  • Mark Farrell

View on SEC IAPD

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