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Lilliam Leon-Gonzalez

Ubs Financial Services Inc.

Miami, FL

Miami Lakes, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-31
FL RA APPROVED 2017-12-01
  • TX RA
    APPROVED_RES
    Since 2023-07-31
  • FL RA
    APPROVED
    Since 2017-12-01

Branch Locations

100 S.E. 2Nd Street 25Th, Miami, FL 33131 • United States

Miami Lakes, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Private Bank (Usa) Miami FL 03/2014 10/2017
Hsbc Securities (Usa) Inc. Miami FL 03/2014 10/2017
Ubs Financial Services Miami FL 10/2017 Present
  • 03/2014 → 10/2017
    Hsbc Private Bank (Usa)
    Miami, FL
  • 03/2014 → 10/2017
    Hsbc Securities (Usa) Inc.
    Miami, FL
  • 10/2017 → Present
    Ubs Financial Services
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-01
S63 Uniform Securities Agent State Law Examination 2003-05-07
  • S66 Uniform Combined State Law Examination
    2010-10-01
  • S63 Uniform Securities Agent State Law Examination
    2003-05-07
Other Names
  • Lilliam Leon-Gonzalez
  • Lilliam Leon
  • Lilliam Leon Gonzalez
  • Lilliam Leon
  • Lilliam Leon-Gonzalez
  • Lilliam Leon
  • Lilliam Leon-Gonzalez
  • Lilliam Leon

View on SEC IAPD

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