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95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-02-28 |
Branch Locations
8000 Norman Center Drive Suite 400, Bloomington, MN 55437 • United States
95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Minnesota, N.A. | Minneapolis | MN | 11/1995 | 06/2020 |
| Principal Life Insurance | Minneapolis | MN | 06/2020 | 12/2023 |
| Principal Securities Inc | Minneapolis | MN | 07/2020 | 12/2023 |
| Principal Funds Distributor | Eden Prarie | MN | 01/2024 | 06/2024 |
| Usi Consulting Group | Glastonbury | CT | 12/2024 | Present |
| Usi Advisors | Glastonbury | CT | 01/2025 | Present |
| Unemployed | Eden Prairie | MN | 07/2024 | 11/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-20 |
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