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Nicolo Ray Manlapaz

Wells Fargo Clearing Services, LLC

San Francisco, CA

Pleasant Hill, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-23
TX RA APPROVED 2022-05-20
  • CA RA
    APPROVED
    Since 2022-05-23
  • TX RA
    APPROVED
    Since 2022-05-20

Branch Locations

555 California St 24Th Fl, San Francisco, CA 94104 • United States

Pleasant Hill, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Francisco CA 10/2009 05/2022
Ameriprise Financial Services, Inc. San Francisco CA 10/2009 05/2022
Wells Fargo Clearing Services, Llc San Francisco CA 05/2022 Present
  • 10/2009 → 05/2022
    Ameriprise Financial Services, Inc.
    San Francisco, CA
  • 10/2009 → 05/2022
    Ameriprise Financial Services, Inc.
    San Francisco, CA
  • 05/2022 → Present
    Wells Fargo Clearing Services, Llc
    San Francisco, CA
Previous Registrations
  • 2009-10-05 → 2022-05-27
    Ameriprise Financial Services, Llc
    San Francisco, CA
    San Francisco, CA
  • 2007-01-04 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-27
S63 Uniform Securities Agent State Law Examination 2001-07-16
  • S66 Uniform Combined State Law Examination
    2006-12-27
  • S63 Uniform Securities Agent State Law Examination
    2001-07-16
Designations

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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