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19500 St. Hwy. 249 Suite 345, Houston, TX 77070 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2017-11-28 |
| TX | RA | APPROVED | 2017-11-27 |
Branch Locations
19500 St. Hwy. 249 Suite 345, Houston, TX 77070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2002 | 11/2017 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2005 | 11/2017 |
| Mcalister, Sweet & Associates, Inc. | Houston | TX | 10/2017 | Present |
1)McAlister, Sweet & Associates, Inc., Houston, TX; 1/15/08. Provides tax preparation services to individuals and business entities. This service is included in the fees paid for our advisory services. 2)Mount Airy Dr, Cypress, TX, Since 7/2015 As Landlord/Owner Of LLC. LLC Owns Townhome For Lease. Devotes 5 Hr/Mo - None During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-12 |
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