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Inactive

Leslie Joan Cannon

Cresset Asset Management, LLC

Chicago, IL

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Current Employers
Cresset Asset Management, Llc

444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-05-21
TX RA APPROVED 2024-05-21
  • IL RA
    APPROVED
    Since 2024-05-21
  • TX RA
    APPROVED
    Since 2024-05-21

Branch Locations

444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 10/2015 09/2017
Jpmorgan Chase Bank, N.A. Chicago IL 09/2017 05/2021
Jpmorgan Securities, Llc Chicago IL 09/2017 05/2021
The Invictus Collective, Llc Milwaukee WI 05/2021 04/2024
Cresset Asset Management, Llc Chicago IL 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-30
S63 Uniform Securities Agent State Law Examination 2002-04-26
  • S66 Uniform Combined State Law Examination
    2015-06-30
  • S63 Uniform Securities Agent State Law Examination
    2002-04-26
Designations
Other Names
  • Leslie Cannon
  • Leslie Joan Cannon
  • Leslie Joan Kooi
  • Leslie Cannon

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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