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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-05-03
MN RA APPROVED 2013-11-18
TX RA APPROVED_RES 2012-11-19
CA RA APPROVED 2011-01-03
  • AZ RA
    APPROVED
    Since 2024-05-03
  • MN RA
    APPROVED
    Since 2013-11-18
  • TX RA
    APPROVED_RES
    Since 2012-11-19
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Scottsdale, AZ • United States

7900 Xerxes Ave S 10Th Fl [Gg-Rbo], Bloomington, MN 55431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Minneapolis MN 08/1995 Present
Wells Fargo Advisors Llc Bloomington MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Bloomington MN 11/2016 Present
  • 08/1995 → Present
    Wells Fargo Bank
    Minneapolis, MN
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Bloomington, MN
  • 11/2016 → Present
    Bloomington, MN
Previous Registrations
  • 2004-09-13 → 2011-01-03
    Wells Fargo Investments, Llc
    Minneapolis, MN
    Bloomington, MN
    Minneapolis, MN
Other Businesses

POWER OF ATTORNEY FOR FATHER; INV RELATED; MINNEAPOLIS, MN; START: 10/31/2024; 1 HOUR A MONTH; 0 HOURS DURING TRADING. POWER OF ATTORNEY FOR MOTHER; INV RELATED; MINNEAPOLIS, MN; START: 10/31/2024; 1 HOUR A MONTH; 0 HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-30
  • S66 Uniform Combined State Law Examination
    2002-10-30

View on SEC IAPD

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