Best Investors Account Sign in
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2010-03-25
  • IL RA
    APPROVED
    Since 2010-03-25

Branch Locations

225 W Randolph St Ste 2000, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2001 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 06/2001 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2016 08/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2017 Present
  • 05/2001 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2001 → Present
    Milwaukee, WI
  • 06/2016 → 08/2017
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2017 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, MCQUADE FINANCIAL GROUP LLC, LEGAL ENTITY, START DATE: 1/1/2016, HOURS PER MONTH: 41-79, OWNER / PRESIDENT, ENTITY CONTRACTED AS GENERAL AGENT, INVESTMENT RELATED. 3. 25% OWNER, 3M & A LLC, REAL ESTATE, 827 N. MILWAUKEE AVE, CHICAGO, ILLINOIS, 60622, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 5/30/2006, 25% PARTNER IN TWO RENTAL PROPERTIES. 4. BOARD OF ADVISORS MEMBER, TEAM CLOCK INSTITUTE LLC, 333 W. FIRST STREET, ELMHURST, ILLINOIS, 60126, UNITED STATES OF AMERICA, START DATE: 10/18/2010, HOURS PER MONTH: 0-5, BOARD OF ADVISORS - ATTENDS TWO MEETINGS PER YEAR TO DISCUSS STRATEGY AND PLANNING FOR THE ORGANIZATION. 5. 100% OWNER, 24-52 SADDLEWOOD LLC, 24-52 SADDLEWOOD LAND, LANARK, , ILLINOIS, 61046, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 1/13/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, holds Real Estate 6. BUSINESS OWNERSHIP/SELF EMPLOYED MP GENERAL AGENT LEGAL ENTITY, MP GENERAL AGENT LEGAL ENTITY, START DATE: 3/15/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PASSSIVE, CDM INSURANCE SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-23
S63 Uniform Securities Agent State Law Examination 2001-10-09
  • S65 Uniform Investment Adviser Law Examination
    2010-03-23
  • S63 Uniform Securities Agent State Law Examination
    2001-10-09

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor