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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-05-11
CA RA APPROVED 2011-11-23
  • TX RA
    APPROVED_RES
    Since 2015-05-11
  • CA RA
    APPROVED
    Since 2011-11-23

Branch Locations

Santa Monica, CA • United States

131 South Rodeo Drive Suite 300, Beverly Hills, CA 90212 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Beverly Hills CA 11/2011 Present
Previous Registrations
Other Businesses

1) Rental Property - N. Las Casas Ave Pacific Palisades, CA 90272 / Pacific Palisades, CA 90272 Los Angeles,CA 90272 / Other / Real Estate / Purchased single family home for rental / Proprietor / owner / Ownership / This is a property that I am disclosing / Start Date 2/26/2018 /// 2) Cohen Trust 6/12/2012 / Los Angeles, CA / United States / Trustee / Manage Real Estate Holdings / No / No / Yes / Start Date 6/12/2012 3) Rental Property - N. Citrus Ave 90038, Los Angeles CAUnited States-90038, Rental property, I co-own property, Real Estate, Duplex, rental property, Proprietor / owner, start date-7/12/2024, Estate planning purposes, inherit property in the future. 4) Rental Property - San Vicente Blvd 90048, CAUnited States- 90048, Rental property, I am sole owner, Real Estate, Single family home, rental property, Proprietor / owner, Property Management, start date-7/12/2024, Generate rental income. 5) Hollywood Asset CA, LLC, Pacific Palisades, CAUnited States- 90272, Sole proprietorship, Real Estate, Property management website for only properties that I solely own, Proprietor / owner, Property management for properties I solely own, start date-7/11/2024. 6) 6551 Del Playa Drive, Rental Property, Property Management, start date-9/22/2017, CA United States-63117. 7) 5230 W. Olympic Blvd Los Angeles, CA 90036, Purchasing four unit apartment building, Proprietor / owner, Ownership, start date-6/8/2018.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-18
  • S66 Uniform Combined State Law Examination
    2001-10-18

View on SEC IAPD

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