Joshua Lawrence Feldman

Current Employers

Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2025-10-24
OH	RA	APPROVED	2025-10-08
HI	RA	APPROVED	2025-05-28
TX	RA	APPROVED_RES	2022-08-05
CA	RA	APPROVED	2022-07-05
MA	RA	APPROVED	2021-12-09
NY	RA	APPROVED	2021-05-07
FL	RA	APPROVED	2011-12-13
CT	RA	APPROVED	2011-12-02
NJ	RA	APPROVED	2011-12-02

RI RA
APPROVED

Since 2025-10-24
OH RA
APPROVED

Since 2025-10-08
HI RA
APPROVED

Since 2025-05-28
TX RA
APPROVED_RES

Since 2022-08-05
CA RA
APPROVED

Since 2022-07-05
MA RA
APPROVED

Since 2021-12-09
NY RA
APPROVED

Since 2021-05-07
FL RA
APPROVED

Since 2011-12-13
CT RA
APPROVED

Since 2011-12-02
NJ RA
APPROVED

Since 2011-12-02

Branch Locations

White Plains, NY • United States

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Aegis Capital Corp	New York	NY	12/2011	Present

12/2011 → Present

Aegis Capital Corp

New York, NY

Previous Registrations

2009-01-20 → 2011-12-16

First Midwest Securities, Inc.

Palm Desert, CA

Syosset, NY
2006-12-21 → 2008-12-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

White Plains, NY

Other Businesses

1) ACC AGENCY, INC. 1305 WALT WHITMAN RD., SUITE 120 MELVILLE, NY 11747; INSURANCE GENERAL AGENCY, PRODUCER/AGENT, INVESTMENT RELATED; START DATE: 09/19/2016; 5-10 HOURS PER MONTH DEVOTED TO BUSINESS, DURING SECURITIES TRADING HOURS. 2) WILLOWS LANE CONSULTING CORP., WHITE PLAINS NY 10605; INVESTMENT RELATED; BOOKKEEPER, BILL PAYING ENTITY AND REAL ESTATE HOLDINGS; START DATE: 01/01/2018; LESS THAN 1 HOUR PER MONTH DEVOTED TO BUSINESS; 0 HOURS DURING SECURITIES TRADING HOURS. 3) THE FELDMAN GROUP (D/B/A), 1345 AVENUE OF THE AMERICAS, 27TH FL NEW YORK, NY 10105; SENIOR MANAGING DIRECTOR, MARKETING AND FINANCIAL ADVISORY, SECURITIES OFFERED THROUGH AEGIS CAPITAL CORP.; START DATE: 10-30-2025; 160 HOURS PER MONTH DEVOTED TO BUSINESS; 160 HOURS DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-12-20
S63	Uniform Securities Agent State Law Examination	2001-10-08

S66 Uniform Combined State Law Examination

2006-12-20
S63 Uniform Securities Agent State Law Examination

2001-10-08

Other Names

Joshua L Feldman

View on SEC IAPD