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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-05 |
| FL | RA | APPROVED | 2018-01-12 |
Branch Locations
1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Winter Park | FL | 12/2015 | 12/2017 |
| Bank Of America, Na | Winter Park | FL | 12/2015 | 12/2017 |
| Charles Schwab & Co., Inc | Orlando | FL | 12/2017 | Present |
| Charles Schwab Bank, Ssb | Orlando | FL | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-21 |
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