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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2019-06-24
TX RA APPROVED 2019-06-24
  • OK RA
    APPROVED
    Since 2019-06-24
  • TX RA
    APPROVED
    Since 2019-06-24

Branch Locations

2017 W 3Rd St Po Box 488, Elk City, OK 73644 • United States

6701 Broadway Ex Ste 400, Oklahoma City, OK 73116 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial Securities, Inc. Oklahoma City OK 06/2010 05/2019
Bokf, Na Oklahoma City OK 06/2010 05/2019
Ameriprise Financial Services, Inc. Elk City OK 06/2019 03/2020
Ameriprise Financial Service, Llc Oklahoma City OK 06/2019 Present
  • 06/2010 → 05/2019
    Oklahoma City, OK
  • 06/2010 → 05/2019
    Bokf, Na
    Oklahoma City, OK
  • 06/2019 → 03/2020
    Ameriprise Financial Services, Inc.
    Elk City, OK
  • 06/2019 → Present
    Ameriprise Financial Service, Llc
    Oklahoma City, OK
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 2311 Cherryl Circle, , Van Buren, AR, 72956; Investment-Related; 12/01/2007. Business Ownership; Archer & Co LLC; ownership; commercial building; 101 N Broadway, , Hammon, OK, 73650; Not Investment-Related; 01/03/2023; 0 hours per month; 0 during trading hours / Candyland Shaved Ice LLC; Part owner with wife; Mobile Vending; 609 S Broadway, , Hammon, OK, 73650; Not Investment-Related; 07/16/2021; 1 to 9 hours per month; 0 during trading hours / Archer Family LLC; Member; Farming and Rental; 9514 N 2040 Rd, , Hammon, OK, 73650; Investment-Related; 01/01/2010; 1 to 9 hours per month; 1 to 9 during trading hours / 2311 Cherryl Circle, LLC; Owner; Real Estate; 2311 Cherryl Circle, , Van Buren, AR, 72956; Not Investment-Related; 11/01/2024; 0 hours per month; 0 during trading hours / Archer Family Holdings, Inc; Owner; Real Estate; 120 Ponderosa Ln, , Hot Springs Village, AZ, 71909; Investment-Related; 05/15/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Great Plains National Bank; Financial Advisor I Managing Director - Financial Advisor and Managing Director; ; 6701 Broadway Extn, , Oklahoma City, OK, 73116; Investment-Related; 06/24/2019; 40 to 59 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-15
S63 Uniform Securities Agent State Law Examination 2001-08-09
  • S65 Uniform Investment Adviser Law Examination
    2018-03-15
  • S63 Uniform Securities Agent State Law Examination
    2001-08-09
Other Names
  • Zach Archer

View on SEC IAPD

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