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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-06
WA RA APPROVED 2001-04-04
  • TX RA
    APPROVED_RES
    Since 2020-01-06
  • WA RA
    APPROVED
    Since 2001-04-04

Branch Locations

11100 Ne 8Th St. Suite 250, Bellevue, WA 98004-4465 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co.,Inc Bellevue WA 01/2001 Present
Charles Schwab Bank, Ssb Bellevue WA 02/2005 Present
  • 01/2001 → Present
    Charles Schwab & Co.,Inc
    Bellevue, WA
  • 02/2005 → Present
    Charles Schwab Bank, Ssb
    Bellevue, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-09-28
  • S66 Uniform Combined State Law Examination
    1999-09-28

View on SEC IAPD

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