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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-15
CA RA APPROVED 2024-05-17
TX RA APPROVED_RES 2024-05-17
  • NY RA
    APPROVED
    Since 2025-01-15
  • CA RA
    APPROVED
    Since 2024-05-17
  • TX RA
    APPROVED_RES
    Since 2024-05-17

Branch Locations

560 Mission St Floor 22, San Francisco, CA 94105 • United States

270 Park Avenue 22Nd Floor, New York, NY 10017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na San Francisco CA 07/2023 Present
Jpmorgan Securities Llc San Francisco CA 03/2024 Present
First Republic Bank San Francisco CA 04/2021 07/2023
Unemployed San Rafael CA 03/2014 03/2021
  • 07/2023 → Present
    Jpmorgan Chase Bank Na
    San Francisco, CA
  • 03/2024 → Present
    Jpmorgan Securities Llc
    San Francisco, CA
  • 04/2021 → 07/2023
    First Republic Bank
    San Francisco, CA
  • 03/2014 → 03/2021
    Unemployed
    San Rafael, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-16
  • S66 Uniform Combined State Law Examination
    2024-05-16
Other Names
  • Sarah Hyon Chang
  • Sarah H Peck
  • Sarah H Chang
  • Sarah Peck

View on SEC IAPD

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