Dragan Bogatic

Current Employers

Ernst & Young Investment Advisers Llp

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-10-07

TX RA
APPROVED

Since 2021-10-07

Branch Locations

Cypress, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unique Hr	Houston	TX	07/2012	04/2021
Unemployed	Cypress	TX	05/2021	06/2021
Solid Business Solutions	Richmond	TX	06/2021	09/2021
Unemployed	Cypress	TX	09/2021	10/2021
Tapfin/Ey	Tampa	FL	10/2021	Present

07/2012 → 04/2021

Unique Hr

Houston, TX
05/2021 → 06/2021

Unemployed

Cypress, TX
06/2021 → 09/2021

Solid Business Solutions

Richmond, TX
09/2021 → 10/2021

Unemployed

Cypress, TX
10/2021 → Present

Tapfin/Ey

Tampa, FL

Previous Registrations

2014-08-27 → 2019-03-21

The Broughton Investment Group, Inc.

Houston, TX
2005-01-03 → 2006-06-14

Brighton Presidio Capital Management

Houston, TX
2002-12-13 → 2005-03-01

Uvest Financial Services Group, Inc.

Houston, TX
2001-08-21 → 2002-12-13

Ameriprise Financial Services, Llc

Houston, TX

Other Businesses

I am still receiving 1099 income from my former employer Unique HR with main office in 4646 Corona, Ste. 100, Corpus Christi, TX 78411 as compensation for my clients I brought on and that are still with them. Unique HR is a PEO and not involved in any type of financial services.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2008-03-07
S66	Uniform Combined State Law Examination	2001-08-20

S63 Uniform Securities Agent State Law Examination

2008-03-07
S66 Uniform Combined State Law Examination

2001-08-20

Designations

View on SEC IAPD