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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2001-07-18
  • VA RA
    APPROVED
    Since 2001-07-18

Branch Locations

4801 Courthouse St Ste 305, Williamsburg, VA 23188-2678 • United States

4030 Quarles Ct, Harrisonburg, VA 22801-8716 • United States

Linville, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Harrisonburg VA 09/2005 03/2020
Ameriprise Financial Services, Llc Harrisonburg VA 03/2020 Present
Other Businesses

Business Ownership; Bluestone Advisors LLC; ; LLC for the purpose of renting office space with my fellow advisors within my building.; 4030 Quarles CourtHarrisonburg, VA 22801, ,; ; 12/20/2010; 0 hours per month; / YGB Operations LLC; Co-owner; Manage Ameriprise Business; 4000 Legato Road, Suite 1100, Fairfax, VA, 22033; Not Investment-Related; 01/01/2025; 10 to 19 hours per month; 1 to 9 during trading hours / Mumaw and Associates, LLC; Owner; LLC for running my advisory practice.; 5594 Green Hill Road, , Linville, VA, 22834; Not Investment-Related; 01/01/2015; 0 hours per month; 0 during trading hours. Board of Directors; Rockingham County 4-H; Finance Committee; 965 Pleasant Valley RoadHarrisonburg, VA 22801-9630, ,; ; 12/01/2014; 1 to 9 hours per month; 0 during trading hours / Virginia Sheep Industry Board; Board Member; 1111 E. Broad StreetRichmond, Virginia 23219, ,; Not Investment-Related; 04/01/2019; 1 to 9 hours per month; 0 during trading hours / Weavers Mennonite Church; Member of Fundraising Committee; 2501 Rawley Pike, , Harrisonburg, VA, 22801; Not Investment-Related; 07/01/2022; 1 to 9 hours per month; 0 during trading hours / Weavers Mennonite Church; Title Trustee; 2501 Rawley Pike, , Harrisonburg, VA, 22801; Investment-Related; 01/01/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; H&K Hilltop Farms; Owner -; This employment is with my personal farm which I work at in my spare time. We presently own 18 1/2 acres which is part of my home. We raise 30 ewe sheep and lamb once per year.; 5594 Green Hill RoadLinville, VA 22834, ,; Not Investment-Related; 10/02/2013; 60 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-13
  • S66 Uniform Combined State Law Examination
    2001-07-13

View on SEC IAPD

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