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Richard Anthony Foreman

Ameriprise Financial Services, LLC

Springfield, OH

The Huntington Investment Company

Springfield, OH

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-29
  • OH RA
    APPROVED
    Since 2026-06-29

Branch Locations

5 W North St, Springfield, OH 45504-2544 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-23
KY RA APPROVED 2018-04-27
OH RA APPROVED 2016-07-14
  • TX RA
    APPROVED_RES
    Since 2019-12-23
  • KY RA
    APPROVED
    Since 2018-04-27
  • OH RA
    APPROVED
    Since 2016-07-14

Branch Locations

Springfield Main Branch 5 West North Street, Springfield, OH 45504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Huntington Investment Company Springfield OH 10/2009 Present
Ameriprise Financial Services, Llc Springfield OH 06/2026 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-08-24
S65 Uniform Investment Adviser Law Examination 2016-07-07
  • S63 Uniform Securities Agent State Law Examination
    2018-08-24
  • S65 Uniform Investment Adviser Law Examination
    2016-07-07
Other Names
  • Tony Foreman

View on SEC IAPD

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