Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-05-21
MD RA APPROVED 2024-05-15
TX RA APPROVED_RES 2024-05-15
  • DC RA
    APPROVED
    Since 2024-05-21
  • MD RA
    APPROVED
    Since 2024-05-15
  • TX RA
    APPROVED_RES
    Since 2024-05-15

Branch Locations

Bethesda, MD • United States

1627 K Street Nw Suite 900, Washington, DC 20006-1710 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Washington DC 07/2015 05/2024
Ameriprise Financial Services Llc Washington DC 05/2024 Present
Previous Registrations
  • 2015-07-31 → 2024-05-20
    Washington, DC
    Fort Mill, SC
    Washington, DC
    Reston, VA
  • 2011-09-13 → 2015-08-03
    Jhs Capital Advisors, Llc
    Tampa, FL
    Washington, DC
    Calverton, MD
    Tampa, FL
    Summit, NJ
    Washington, DC
  • 2010-03-09 → 2011-09-09
    Washington, DC
  • 2009-08-25 → 2010-03-11
    Gunnallen Financial, Inc
    Washington Dc, DC
    Seattle, WA
    Mclean, VA
  • 2009-06-01 → 2009-08-11
    Washington, DC
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Washington, DC
  • 2005-06-17 → 2007-04-02
    Morgan Stanley Dw Inc.
    Washington, DC
    Washington, DC
  • 2001-11-15 → 2005-07-08
    Bethesda, MD
Other Businesses

Business Ownership; Cortale & Associates; Owner; Manage Ameriprise Business; 1627 K St NW, Suite 900, , Washington, DC, 20006; Investment-Related; 11/06/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Cortale & Associates; Owner; Manage advisory business; 1627 K St NW, Suite 900, , Washington, DC, 20006; Investment-Related; 05/15/2024; 60 hours per month; 60 during trading hours. Other Business Activities; Financial Literacy Coach; Provide high level budgeting and basic financial literacy to various institutions.; 7509 Westfield Dr, , Bethesda, MD, 20817; Investment-Related; 01/12/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-25
  • S66 Uniform Combined State Law Examination
    2001-08-25

View on SEC IAPD

More in Bethesda, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor