Inactive

William Lee Kieran

Kevin Kennedy, LLC

Rancho Mission Viejo, CA

Claim This Profile

Current Employers

Kevin Kennedy, Llc

1516 Oak Street Suite 101, Alameda, CA 94501 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-03-02

CA RA
APPROVED

Since 2023-03-02

Branch Locations

Rancho Mission Viejo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sei	Oaks	PA	09/2015	02/2023
Kevin Kennedy, Llc	Alameda	CA	03/2023	Present

09/2015 → 02/2023

Sei

Oaks, PA
03/2023 → Present

Kevin Kennedy, Llc

Alameda, CA

Previous Registrations

2015-09-21 → 2023-03-06

Sei Investments Management Corp

Irvine, CA

Oaks, PA

Rancho Mission Viejo, CA

Lake Forrest, CA
2008-11-06 → 2015-09-15

Curian Capital, Llc

Denver, CO
2007-11-08 → 2008-10-24

Icon Advisers, Inc.

Greenwood Village, CO
2005-06-22 → 2006-12-04

Bny Mellon Advisors, Inc.

New York, NY

Malvern, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-06-21
S63	Uniform Securities Agent State Law Examination	2001-08-10

S65 Uniform Investment Adviser Law Examination

2005-06-21
S63 Uniform Securities Agent State Law Examination

2001-08-10

Other Names

Lee Kieran

View on SEC IAPD

More in Rancho Mission Viejo, CA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor