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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-02-02 |
Branch Locations
1 Gorham Island Rd, Westport, CT 06880 • United States
620 S Tryon St, Charlotte, NC 28255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Westport | CT | 03/2016 | Present |
| Bank Of America, N.A. | Westport | CT | 03/2016 | Present |
I*: 453774 Entity Type: Charitable Name of OBA: Family & Children's Agency Address: Norwalk, CT 06850 Investment Related: No Position, Title, Association: Committee, Board Member Employee Start Date: 01/01/2025 Number of Hours: 10 hrs annually Number of Hours during trading: 0 Duties: Finance committee, Fundraising committee
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-16 |
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