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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-27 |
| OK | RA | APPROVED | 2012-01-20 |
Branch Locations
4823 S. Sheridan Rd. Ste. 315, Tulsa, OK 74145 • United States
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2015-07-06 |
Branch Locations
4823 S. Sheridan Rd. Ste. 315, Tulsa, OK 74145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Tulsa | OK | 04/2007 | Present |
| Morgan Stanley Smith Barney | Tulsa | OK | 06/2009 | Present |
DUNTLEY INVESTMENT MANAGEMENT, LLC POSITION: sole member. NATURE: tax purposes INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/09/2012 ADDRESS: 4823 S. Sheridan Rd., Suite 315, Tulsa OK 74145, United States DESCRIPTION: It's an entity for bookkeeping and tax purposes. FIXED INSURANCE BUSINESS POSITION: agent/sole proprietor/independent contractor. NATURE: sale of fixed insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/20/2012 ADDRESS: 4823 S. Sheridan Rd., Ste. 315, Tulsa OK 74145, United States DESCRIPTION: Counsel individual on insurance needs, recommend appropriate products, complete and submit necessary paperwork.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-21 |
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