Carrie Ann Simmons

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-11-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Transamerica Financial Advisors, Inc	Newport Beach	CA	06/2016	12/2018
World Financial Group, Inc.	Newport Beach	CA	02/2016	10/2018
Debtmerica, Llc	Santa Ana	CA	04/2017	10/2018
Balboa Wealth Partners, Inc.	Newport Beach	CA	12/2018	04/2019
Wells Fargo Advisors Financial Network, Llc	Irvine	CA	03/2020	07/2020
Pruco Securities Llc	Irvine	CA	01/2022	11/2024
Unemployed	Irvine	CA	07/2020	01/2022
Unemployrd	Irvine	CA	04/2019	02/2020
The Prudential Insurance Company Of America	Irvine	CA	04/2022	Present
Lpl Enterprise, Llc	Irvine	CA	11/2024	Present

2022-04-07 → 2024-11-14

Pruco Securities, Llc.

Irvine, CA
2020-03-09 → 2020-08-10

Wells Fargo Advisors Financial Network, Llc

Irvine, CA
2019-03-18 → 2019-04-29

Balboa Wealth Partners, Inc.

Newport Be Ach, CA
2018-12-10 → 2019-01-23

Balboa Wealth Partners, Inc.

Newport Beach, CA
2016-06-08 → 2018-12-11

Transamerica Financial Advisors, Llc

Irvine, CA

Newport Beach, CA

Irvine, CA

Irvine, CA
2009-06-01 → 2014-07-21

Wells Fargo Clearing Services, Llc

Newport Beach, CA
2004-06-15 → 2009-03-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Irvine, CA

Las Vegas, NV

Las Vegas, NV

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-10-17