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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2004-07-30 |
| CA | RA | APPROVED | 1999-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Menlo Park | CA | 05/1999 | Present |
| Bank Of America, N.A. | Menlo Park | CA | 09/2009 | Present |
I*78798 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NO LEGAL NAME, HOME/RENTAL PURCHASE WITH SON INVESTMENT RELATED: Y ADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 90029 NATURE OF BUSINESS: OTHER,WE DO NOT HAVE A LEGAL ENTITY TECHNICALLY - POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 2/18/2015 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I"M PURCHASING A TRIPLEX WITH MY SON AND PROVIDING THE DOWN PAYMENT AND JOINT FINANCING. HE WILL TAKE CARE OF THE RENOVATIONS AND PROPERTY MANAGEMENT AS WELL AS LIVING THERE. I*45658 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTING OUT MY CONDO INVESTMENT RELATED: N ADDRESS OF BUSINESS: SAN MATEO, CALIFORNIA 94403 NATURE OF BUSINESS: OTHER,PERSONALLY OWNED POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/1/2011 NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I"M RENTING OUT MY CONDO I*81711 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DUPLEX PURCHASED WITH SON INVESTMENT RELATED: Y ADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 90029 NATURE OF BUSINESS: OTHER,WE DON'T HAVE A LEGAL STRUCTURE YET POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 2/18/2015 NUMBER OF HOURS DEVOTED: 40 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I PURCHASED A HOME FIXER-UPER WITH MY CHILDREN WHO ARE DOING MUCH OF THE WORK AND MANAGING THE PROPERTY. I'M HELPING AS WELL, BUT THEY ARE EARNING OWNERSHIP PERCENTAGE BY PAYING FOR REPAIRS AND VIA LABOR HOURS. I*2213284, Entity Type:, Name of OBA: Rental Property 1, Address: Los Altos Hills, California, 94022, Investment Related: Y, Position, Title, Association: Sole owner, Employee State Date: 03/15/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-10-22 |
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