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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-10
  • NJ RA
    APPROVED
    Since 2023-08-10

Branch Locations

Brigantine, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Marlton NJ 01/2013 01/2020
Mml Investors Services, Llc Marlton NJ 03/2017 01/2020
Securian Financial Services Saint Paul MN 05/2020 08/2023
Minnesota Life Insurance Company Saint Paul MN 05/2020 08/2023
Delaware Valley Advisors Huntingdon PA 05/2020 Present
Securian Financial Services Saint Paul MN 04/2020 05/2020
Deleware Valley Advisors Huntingdon PA 04/2020 05/2020
Cetera Wealth Services, Llc Galloway NJ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 01/2013 → 01/2020
    Metlife Securities Inc
    Marlton, NJ
  • 03/2017 → 01/2020
    Marlton, NJ
  • 05/2020 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 05/2020 → 08/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 05/2020 → Present
    Delaware Valley Advisors
    Huntingdon, PA
  • 04/2020 → 05/2020
    Securian Financial Services
    Saint Paul, MN
  • 04/2020 → 05/2020
    Deleware Valley Advisors
    Huntingdon, PA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Galloway, NJ
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-09-29 → 2023-08-10
    Securian Financial Services, Inc.
    Plymouth Meeting, PA
    Galloway, NJ
    Plymouth Meeting, PA
    St. Paul, MN
  • 2017-03-25 → 2020-02-05
    Galloway, NJ
    Marlton, NJ
  • 2015-10-13 → 2017-03-25
    Msi Financial Services, Inc.
    Marlton, NJ
    Marlton, NJ
    Galloway, NJ
  • 2002-09-25 → 2006-04-04
    Marlton, NJ
Other Businesses

1. POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2020 ADDRESS: 1800 Byberry Rd, 620 W. Germantown Pike, Plymouth Meeting PA 19462, United States DESCRIPTION: Fixed insurance sales. 2. NAME OF OTHER BUSINESS: WEALTHBRIDGE FINANCIAL , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-09
S63 Uniform Securities Agent State Law Examination 2015-03-16
  • S65 Uniform Investment Adviser Law Examination
    2015-06-09
  • S63 Uniform Securities Agent State Law Examination
    2015-03-16
Other Names
  • John Anthony Palaszewski
  • John A Palaszewski

View on SEC IAPD

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