Scott Robert Ekholm

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2024-08-26
TX	RA	APPROVED	2024-08-26

MN RA
APPROVED

Since 2024-08-26
TX RA
APPROVED

Since 2024-08-26

Branch Locations

5025 E 54Th Street, Minneapolis, MN 55417 • United States

2465 Fairview Ave N, Roseville, MN 55113 • United States

1570 Woodlane Drive, Woodbury, MN 55125 • United States

111 Empire Drive, St. Paul, MN 55103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	St Paul	MN	09/2002	08/2024
Osaic Insitutions, Inc.	Meriden	CT	08/2024	Present
Blaze Credit Union	St. Paul	MN	08/2024	Present

09/2002 → 08/2024

Lpl Financial Llc

St Paul, MN
08/2024 → Present

Osaic Insitutions, Inc.

Meriden, CT
08/2024 → Present

Blaze Credit Union

St. Paul, MN

Previous Registrations

2014-01-21 → 2024-09-05

Lpl Financial Llc

St. Paul, MN

St. Paul, MN

Minneapolis, MN

St Paul, MN

St. Paul, MN

Other Businesses

1. 12/13/2012: No Business Name - Investment Related - ACT IN A FIDUCIARY CAPACITY - SUCCESSOR TRUSTEE - TIME SPENT 1% - TRUST - KEVIN BRENNAN IS MY BROTHER INLAW HE IS CREATING A TRUST, HE HAS ASKED ME TO BE A SUCCESSOR TRUSTEE.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-06-09

S63 Uniform Securities Agent State Law Examination

2001-06-09

View on SEC IAPD