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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-04-07
  • MO RA
    APPROVED
    Since 2025-04-07

Branch Locations

21971 Hwy 32 Ste A, Ste Genevieve, MO 63670 • United States

2705 Dougherty Ferry Rd Suite 101, St. Louis, MO 63122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farmers Insurance Group St. Louis MO 07/2000 04/2025
Farmers Financial Solutions St. Louis MO 05/2001 04/2025
Wolk Financial Group Ste. Genevieve MO 04/2025 Present
Commonwealth Financial Network Waltham MA 04/2025 Present
  • 07/2000 → 04/2025
    Farmers Insurance Group
    St. Louis, MO
  • 05/2001 → 04/2025
    Farmers Financial Solutions
    St. Louis, MO
  • 04/2025 → Present
    Wolk Financial Group
    Ste. Genevieve, MO
  • 04/2025 → Present
    Waltham, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-01
S63 Uniform Securities Agent State Law Examination 2001-09-13
  • S65 Uniform Investment Adviser Law Examination
    2025-04-01
  • S63 Uniform Securities Agent State Law Examination
    2001-09-13

View on SEC IAPD

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