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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-11-27
  • MI RA
    APPROVED
    Since 2019-11-27

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Royal Oak, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Sarasota FL 12/2015 06/2019
Royal Oak 44Th District Court Royal Oak MI 09/2019 10/2019
Kelly Services Troy MI 10/2019 11/2019
Ubs Financial Services Inc Birmingham MI 11/2019 Present
Unemployed Royal Oak MI 07/2019 09/2019
  • 12/2015 → 06/2019
    Sarasota, FL
  • 09/2019 → 10/2019
    Royal Oak 44Th District Court
    Royal Oak, MI
  • 10/2019 → 11/2019
    Kelly Services
    Troy, MI
  • 11/2019 → Present
    Birmingham, MI
  • 07/2019 → 09/2019
    Unemployed
    Royal Oak, MI
Previous Registrations
  • 2015-12-14 → 2019-06-18
    Rochester, MI
    Grosse Pointe Farms, MI
    Sarasota, FL
  • 2013-04-05 → 2015-12-17
    Farmington Hills, MI
  • 2013-01-08 → 2013-04-08
    Livonia, MI
    Sterling Heights, MI
  • 2010-11-03 → 2012-11-01
    Farmington Hills, MI
  • 2007-04-02 → 2007-06-20
    Morgan Stanley & Co. Llc
    Birmingham, MI
  • 2006-05-12 → 2007-04-02
    Morgan Stanley Dw Inc.
    Birmingham, MI
  • 2001-10-08 → 2006-05-23
    Banc One Securities Corporation
    Detroit, MI
Other Businesses

1) Name of Business: The Geraldine L Boncher Revocable Living Trust UAD 2/22/2022./ Address: 27169 Stoney Brook Drive Brownstown Michigan United States 48183./ Investment related: No./Nature: To ensure the property held within the trust is preserved and protected for the benefit of the grantor/beneficiaries./ Role: To manage, control, improve and maintain all real and personal trust property. The power to hold securities in trust and exercise all rights, powers, and privileges of an owner of the securities including voting and proxies, etc. The power to manage bank accounts for the trust. The power to manage tax matters for the trust./Start Date: 2/22/2022.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-25
S63 Uniform Securities Agent State Law Examination 2001-09-25
  • S65 Uniform Investment Adviser Law Examination
    2002-02-25
  • S63 Uniform Securities Agent State Law Examination
    2001-09-25
Other Names
  • Joan M Hammerle
  • Joan M Boncher
  • Joan Marie Boncher

View on SEC IAPD

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