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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-02
  • TX RA
    APPROVED
    Since 2026-06-02

Branch Locations

301 S. Polk Ste. 400 S., Amarillo, TX 79105 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Armarillo TX 05/2026 Present
Kestra Investment Services, Llc Armarillo TX 04/2014 Present
Other Businesses

Name: THE ROSE GROUP Investment Related: Yes Address: 1000 S. POLK ST. AMARILLO TX 79101 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Other,BOARD MEMBER Start Date: 1/1/2011 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Officer/Partner/Agent Name: TRZR, Inc. Investment Related: Yes Address: 301 S. Polk, Suite 400 S Amarillo TX 79105 Nature of Business: Insurance Position, Title or Relationship: managing principal Start Date: 6/1/2019 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: sales and managing staff Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/03/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTIOn IAR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-28
S63 Uniform Securities Agent State Law Examination 2003-10-09
  • S66 Uniform Combined State Law Examination
    2026-05-28
  • S63 Uniform Securities Agent State Law Examination
    2003-10-09
Other Names
  • Mathew Zac Rose

View on SEC IAPD

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