Ichiro Munakata

Current Employers

Munakata Associates Llc

Rye, NY • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-12

NY RA
APPROVED

Since 2021-04-12

Branch Locations

Rye, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Securities (Usa) Inc.	New York City	NY	01/2005	10/2016
Munakata Associates Llc	Rye	NY	11/2016	Present
Hsbc	New York	NY	12/1998	10/2016

01/2005 → 10/2016

Hsbc Securities (Usa) Inc.

New York City, NY
11/2016 → Present

Munakata Associates Llc

Rye, NY
12/1998 → 10/2016

Hsbc

New York, NY

Previous Registrations

2007-12-04 → 2016-11-08

Hsbc Securities (Usa) Inc.

New York, NY

New York, NY

Other Businesses

DM 2012 Trust Second Amendment and Restatement, Brookline, MA, USA, Co-Trustee, 12.19.2019, 100hrs/mo., 0.5hrs. during trading hrs., investment related, receive compensation, portfolio management.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-02-28

S66 Uniform Combined State Law Examination

2003-02-28

View on SEC IAPD