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9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-06-15 |
| PA | RA | APPROVED | 2019-06-15 |
Branch Locations
Douglassville, PA • United States
9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 10/2008 | 11/2018 |
| Alight Financial Advisors | Charlotte | NC | 02/2019 | Present |
| Alight Solutions | Lincolnshire | IL | 02/2019 | Present |
| Unemployed | Douglassville | PA | 11/2018 | 02/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-15 |
| S66 | Uniform Combined State Law Examination | 2003-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-21 |
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